Director: Andrei Tarkovsky
By Roderick Heath
An implicit faith in most science fiction is encoded in that name. It is the art of science, the act of understanding, comprehending, grappling with the real. But also an act of creation, of imagination applied to zones of the mysterious and the obscure, tethering the known, the possible, and the imaginable in brief harmony. It is still usually a bastion of a Victorian kind of faith that anything can be penetrated, broken down, conquered. Solaris, as written by Polish author Stanislaw Lem, is remarkable as a rebellious work in the genre, a rejection of this basic precept as a way of seeing and thinking. Lem, like so many Europeans of his generation, had lived through the worst of World War 2 and the grimmest of lessons in the limitations of the human spirit. After the war he studied medicine whilst forging a name as a writer, concentrating on science fiction in part because it drew less censorship at the time. Lem’s fiction became reputed for its stringent and stimulating conceptual and intellectual gravity, and he became one of the most widely-read sci-fi writers of the day. Solaris, his most famous work, was an attempt to sketch that most vital of sci-fi themes, contact between humans and aliens, with the title referring to a possibly sentient planet at the heart of the mystery. But Lem set out to avoid the usual presumption of the theme, that such a meeting, for good or ill, would nonetheless be between mutually coherent entities, in a universe that, however vast and unexpected, is so often envisioned by we poor Earthlings as a realm that will contain beings like ourselves, or at least variations on things familiar, obeying similar rules in the spree that leads from protozoa to sentience. Lem often tackled this idea, from his early novel The Man From Mars on, and with Solaris Lem took on not just the problem of imagining a form of alien life entirely incomprehensible to us, but also wrestled with this human tendency to look for our own image in the aeons, the simultaneous yearning for enigma but also the urge to subordinate it.
Legend has it Andrei Tarkovsky vowed to make a film to counter what he perceived as the chilly, detached, unfeeling streak in Stanley Kubrick’s 2001: A Space Odyssey (1968), and chose Lem’s book as the right project to examine what Kubrick had left out of his vision. This was an odd move considering Lem’s preference for the heady, theoretical side of his writing, and Lem didn’t much appreciate Tarkovsky’s adaptation, which has since overshadowed the book by focusing squarely and unapologetically on precisely the human aspect of the tale. Tarkovsky wasn’t the first to tackle Lem’s book. Boris Nirenburg’s 1968 version made for TV is sometimes described as the most faithful to the author’s conception, insofar as it focused more on the attempt to understand the planet itself rather than on the human quandaries provoked by the planet’s habit of actualising their psychological preoccupations. Amongst Tarkovsky’s specific inventions was a lengthy first act establishing central character Kris Kelvin and the mystery of Solaris as viewed from the earthbound perspective, in which Kelvin is described as a man outwardly maintaining a forced attitude of rationalism but who Tarkovsky’s visuals suggest is actually a meditative, introspective, mournful nostalgic, a fitting non-hero for Tarkovsky’s annexation of sci-fi as another realm for the poet. The opening shot, of weeds waving slowly under the glassy surface of the lake neighbouring Kelvin’s family home, instantly immerses the viewer in Tarkovsky’s lexicon of obsessive imagistic refrains and establishes the mood of languorous submergence that defines Solaris as a film.
Kelvin (Donatas Banionis, who suggests a Russian Marcello Mastroianni) is a scientist and mathematician who is the latest brave soul to agree to travel to a space station orbiting around the distant planet of Solaris. An entire discipline of science, dubbed Solaristics, has evolved in trying to grapple with this enigmatic object, which seems to be a form of living or at least reactive entity, but no-one has been able to establish anything concrete about it. In the uneasy time before he’s due to be launched into space, Kelvin is visited at his house by a former astronaut who had spent time at Solaris, Henri Burton (Vladislav Dvorzhetsky), who arrives with his young son. Kelvin, his parents (Nikolai Grinko and Olga Barnet), and Burton watch an old recording of the testimony Burton gave to the international body administrating the Solarist mission. Burton recounted how, during a search for two scientists who crash-landed on the planet, saw a mind-bendingly strange manifestation – what appeared to be a massively oversized human child, standing upon the oceanic surface of Solaris, gesturing up into the sky. Burton’s account was written off and mocked because of its unlikeliness and also because recordings of the flight offered no sight of the apparition. Burton, visibly aged and crushed by his dismissal, is still touchy but also anxious to communicate to Kelvin the reality of what he saw and the problems looming ahead for him. At the first sign of Kelvin’s disbelief he angrily leaves and journeys back to the city, only to phone him back and tell him an aspect of his tale he had not shared before: after returning to Earth he encountered the small son of one of the lost scientists, a boy who was the smaller but otherwise exact image of the mysterious child-giant. Kelvin, boding over this strange news and his own unstated anxieties, burns his belongings in a farewell to his past and his world, and speaks with his father, both knowing the elder probably won’t be alive if and when Kelvin returns.
This lengthy first movement is a slow and often cryptic introduction not just to the story but to Kelvin in elliptical fashion, looking at the world he has been rooted in, the sensual richness of the green Earth and and his fecund but decaying family, as a way of sounding out the quality of his mind. This is vital to getting at what Tarkovsky is delving into with Solaris, but also the film’s most frustrating facet. Usually Tarkovsky’s sense of pacing, deceptively slow and yet building a steady intensity and a system of images that become overwhelming, was masterful, but something seems off about this segment. The scenes of Burton’s drive back to town (with a district of Tokyo filling in for this vision of high futuristic human hive life), often provokes the feeling this is stretched out pedantically rather than artfully. Nonetheless the mysteries set in play here and sketched with cobweb-like fineness soon find their place as Kelvin is confronted with the great unknown in the guise of his own interior life. Sublime rhyme is suggested as Burton’s son encounters a girl in Kelvin’s garden – he looks at her, she regards him with preternatural scepticism and interest, and they dash off to play, first act in the eternal human roundelay, one that will preoccupy the rest of Kelvin’s journey even as he tries to reach out and touch the infinite. The gruelling, ritualised humiliation of Burton in front of the international space agency is depicted, with the contrast between Burton’s younger self and the dilapidated remnant actually present in the Kelvins’ house a before and after diptych warning Kris of the subtler dangers of the mission he’s undertaking. Tarkovsky employs a specific stylistic touch here in portraying the old footage in black-and-white to contrast the lustrous colour of the immediate (this was Tarkovsky’s first colour work), a cineaste’s format joke that also introduces a recurring motif for where past bleeds into present and certain realities seem to become blurred. Shots of the “futuristic” city violently contrast the natural landscape Kris takes refuge in, suggesting one hardly needs go to space to find environs alien and perturbing.
Meanwhile Kris tries to drink in every sensation of nature possible, including the rain gushing down upon his face, for the sake of memory for when he’s exiled to a distant and sterile bauble in space above an alien world that betrays no sign of land or substance, where, to fall asleep at night, the inhabitants tape slivers of paper to exhaust events to mimic the sound of leaves in the wind. Burton’s road trip serves to symbolise not just the looming journey through space but also provides a key into Burton’s pensive train of thought as he rides with his son and his thoughts turn to the most disturbing manifestation on Solaris and the suggested possibility of mysterious union between the mind and the physical possible on Solaris. Kris is forcibly sceptical, and speaks of the looming choice he might have to make, to either withdraw the orbiting satellite, and thus conceded defeat, or making an aggressive attack upon Solaris with heavy radiation, and finally conquer the mystery at the cost of creating a Roman desert. Burton is shocked by the possibility, setting in motion at least the shell of dialectic between scientific curiosity as transcendent and overriding value, or an act of ignorant immorality aiming to destroy what can’t be understood. His father berates him for offending Burton and notes that “the Earth has become used to dealing with people like you,” and indeed Kris is eventually revealed as a man who has habitually broken whatever he’s come into contact with. “I don’t have the right to make decisions based on impulses of the heart,” Kris warns Burton in deflecting his appeals: “I’m not a poet.” Kris’s fate is instantly set, to be forced to do make just those sorts of decisions, and become the instinctive poet of Solaris, a force of total ambiguity that nonetheless proves to have a function that Kris eventually learns to treasure, as it can make real what is lost or desired.
Kris’s arrival at the Solaris station is a terrifying tumble as he momentarily goes out of control. He eventually docks and disembarks safely, only to find the station, far from being a hive of scientific industry, has become a near-deserted husk, sterile and littered with rubbish. Only two fellows still inhabit it, the haughty, critical, nervously serious astrobiologist Dr Sartorius (Tarkovsky regular Anatoli Solonitsyn) and the shambling, distracted, philosophical cyberneticist Dr Snaut (Jüri Järvet). Kris is shocked to learn of the recent death by suicide by a third crewmember, the physiologist Gibarian (Sos Sargsyan), who had been the brave intellectual leader figure in what’s left of the Solarist field. Now his body lies icy in a cold room on the satellite, to be taken back to Earth per his wishes. At first both remaining men seem anxious to fend Kris off, and Snaut advises him to take things slowly and carefully. Kris however witnesses inexplicable things, including a man sleeping in a hammock in Snaut’s room, and a dwarf trying to escape Sartorius’ containment. Kris watches a recording of Gibarian’s final moments, and sees flinching at the presence of a young girl, almost like a dogging familiar out of superstition. “Fechner died a magnificent death,” Sartorius declares, referring to the scientist Burton was looking for, but that “Gibarian was a coward.” But in his last message, Gibarian stated, “I am my own judge…It has something to do with conscience.” Soon enough, Kris awakens to find himself now supplied with his own miraculously conjured companion, this one taking the shape of former wife Hari (Natalya Bondarchuk). Somehow, Solaris has the capacity to read minds and reproduce people from the storehouse of memory, with their remade bodies made of neutrinos. But such a visitation is as painful for Kris as it is disorientating and joyful, as the original Hari committed suicide years earlier, after he left her.
Tarkovsky’s approach to Lem’s source material realised the latent power of the idea of Solaris as a lodestone that can realise any aspect of the human thought patterns made for the perfect poetic metaphor, a mimetic tool that communicates the world of dreams, impressions, dynamic thought, but not actual, direct language, a notion that crystallises towards the end with the suggestion that Solaris mistranslates a vital aspect of Kris’s memories into a surrealist but emotionally exact manifestation with rain inside his old family house. Solaris sets in play an attempt to understand memory as a function of life Tarkovsky would return to with a more personal frame on The Mirror (1975), whilst also echoing back to the very sources of poetry in the western tradition in the myths of Orpheus, casting Kris as half-pathetic inheritor of the mantle of seer-hero who gets to resurrect his Eurydice during his visit to a zone of existence that’s over the threshold of reality’s normal demarcations – Kris’s space journey is his venture across the Styx. Solaris both indicts and celebrates the human mind that can only comprehend things that operate like itself. The magic spell Solaris weaves is double-edged, diagnosing the limitations of human perception, but also highlighting anew for Kris as he ventures deeper into this new realm just what that perception is and what has given birth to it. Tellingly, he loves the remade Hari far more than he was capable of loving the original. This simulacrum of Hari is like her in every way, or at least like the version of her that was alive in Kris’s memory, carefully tailored by selective memory and his own emotional responses to be a more perfect edition.
Kris is soon confronted by the fact that not only is Hari redux a sentient, entirely lucid being although she can’t recall her own grim end, but that she has astounding powers of healing and re-composition. At first she needs to maintain close proximity to him – she tears her way through the metal door of his cabin, leaving herself a bloody heap, only for the gashes and wounds to swiftly close up again. When she first appears there’s a telling flaw in the manifestation: the dress she wears isn’t quite right, so Kris has to cut it off. Kris at first tries to dispose of the companion Solaris has provided him with, luring the unsuspecting Hari into a rocket stored aboard the satellite and firing her off into space. This effort, which sees Kris almost burning himself up in the process, is envisioned akin to an elaborate act of self-mutilation or amputation, and Solaris immediately supplies him with another Hari, in full awareness that the first simulacrum is still drifting around in the rocket. He doesn’t try this again, and falls completely in love with the latest Hari. The second simulacrum eventually evolves into a fully-formed woman, capable of arguing for her own existence and autonomy with Snaut and Sartorius in spite of their sniffy, semi-wilful need to dismiss her. Their own embodied burdens are only suggested, although the tiny grotesque that harasses Sartorius seems like the projection of his own stunted emotional self. The way Kris talks early in the film, trying to talk himself into the role of cool rationalist and cordoned empiricist fighting the good fight for science and state, is Sartorius’ full-time persona. He describes Kris’s connection with Hari, half-disparagingly, half-jealously, as a form of “emotional contact” with Solaris. Ageing, gnomic Snaut is more open to the experience Kris and Hari are going through but retains his own brand of scepticism, noting, in the film’s most specific line of dialogue, that what humankind really wants wherever it goes is a mirror, a system that reflects our own obsessions.
Like works in the science fiction genre ranging from Mary Shelley’s original Frankenstein through to Alien (1979), Solaris deals in its own way with the same theme of a man giving birth. Such a notion speaks not just of ructions in modernity’s constructions of gender and social role, but cuts to the quick of the entire scientific project in which science, so often characterised as a highly masculine business, tries to impose and rewrite the rules of natural order: all sci-fi might, on this level, be exactly that – a man giving birth. But Solaris squarely preoccupies itself with the most fundamental aspects of humanity; particularly love in all its infinite strangeness, territory sci-fi usually goes weak-kneed in, with Kris inadvertently conjuring a mate, that gate Frankenstein finally stalled before, at least until James Whale took charge of him. Kris rummages through the stages in his life and contemplates not just the manufactured reality of reborn Hari but also the memory of his mother, glimpsed as a loving yet ambivalent woman who used to hide behind the shed and smoke cigarettes whilst he wandered the snowy landscape, and whose youthful shade he calls on to coach him through a moment of interiorised crisis. Hari has vague memories of Kris’s mother disliking her, but for him of course they’re the eternal diptych of the cosmic feminine, alpha and omega to his lifespan. Kris and Hari’s renascent marriage seems to defy all limitations of time and nature, but can’t overcome the fundamental flaws of the human way of knowing, a flaw that echoes the problem with understanding Solaris. The human consciousness is locked within itself but reaches out to others, and what we know is always left incomplete by the limits of perception.
Remade Hari, although just as “real” as her model, is a perfect reproduction of Kris’s understanding of her, tailored, so to speak, by his own psyche to suit his nostalgic ideal. At first Hari is weak, passive, bewildered, unable to stand life without her lover at hand – a veritable caricature of a certain sentimental view of femininity. She gains independence and identity, but also crippling awareness of herself as a construct, experiencing the ultimate existential crisis: humans can deal with the vagaries of existence because of the myriad layers of experience that make us, whereas Hari is forced to confront her direct and inexplicable creation by an incoherent deity, realising the dream of millennia of would-be saints and prophets to know their creator but gaining only suicidal depression from the privilege. The images of Hari’s physical suffering, sliced up after she tears through the cabin door and later when she attempts suicide, reproduce in unnervingly visual terms the interior suffering of a woman who doesn’t seem to have been quite properly constructed in the first place for life in a mean world, now brought back to life and unable to find peace. Like 2001, Solaris is also about the hunt for god, or something like it. Where 2001 essentially presented a myth that made evolution a path leading to its own form of angelic transcendence, the novel of Solaris concluded with something more like an existential despair that god, actualised by Solaris, is an evolving creature as well, and therefore not omnipotent or all-wise. Lem also concluded with the suggestion that the transcendent love that becomes Kris’s refuge was an illusion. But for Kris and Tarkovsky the difference is moot – the fact that mankind yearns for a safe harbour from the ravages and transformations of time and whether it comes in the form of heaven or an alien planet that can offer such a perfect refuge makes for no difference at all. For Kris, encountering love through Solaris offers him a new form of the feeling that borders on divine revelation: “Maybe we’re here to experience other people as a reason for love.”
Tarkovsky’s debut feature, My Name is Ivan (1962), already set in motion many of the concepts and imagined landscapes depicted Solaris but in a more familiar context. Ivan depicted a cast of characters trying to fight the good fight for their identity and culture, adventuring in zones rendered near-abstract and dreamlike, as well as introducing one of Tarkovsky’s prize themes, the collision of innocence and faith with a violent, entropic world. The elusive search by a contemplative hero for a proof of faith and his attempts to understand systems of life at odds with his own understanding echoes his second film, Andrei Rublev (1969). Solaris stripped back much of the spectacle and baroque expansiveness in those films as Tarkovsky continued to search for new ways to tell stories and utilise the cinematic space, and offers a fantastic drama that purposefully avoids most manifestation of the fantastic. And yet Solaris is often held up as Tarkovsky’s most accessible and popular work, chiefly because of its lucid and powerful romanticism. That quality ironically can only be conjured in a remembered, mediated state. Some have noted that Solaris really bears more resemblance to Vertigo (1958) than to 2001 in depicting a man resurrecting a lover only to find the reproduction duplicitous, and in both the legends of Orpheus and Pygmalion are the deep roots.
The myth of Orpheus ties the artist to an eternal attempt to conquer death and conjure the ideal, something Solaris makes possible for Kris. The very act of creation is a constant refrain for Tarkovsky, and Solaris also takes up an unstated but self-evident concern in Andrei Rublev about how art is indeed all that is left of any one artist, their culture, their age, to speak to any receptive ear in the future, if often contradicting or denying the facts of the world that produced it. Rublev’s real, decaying, stylised and idealised artworks, surveyed by Tarkovsky’s camera in the end of that film, here give way to Kris burning his own share of the cultural inheritance, his books and artworks, in a scene that anticipates another variation on the same idea, in Stalker (1979), where a similar panoply of the human reliquary is surveyed left like rubbish in a stream. Tarkovsky is always trying to get at the preciousness and vulnerability of such inheritance as well as the urge of human kind to make such icons, to conquer death and time with such keepsakes but also the vulnerability of such an inheritance to the forces time brings – decay, neglect, the ravages exacted by humanity’s destructive impulses, always in a dance with the creative urge. A reproduction of Brueghel’s “The Hunters in the Snow” hangs on the wall of the space station’s library room, surveyed by Tarkovsky with its depiction, at once lively and haunting, of seekers returning to their community frustrated. This picture both echoes scenes Kris recalls from childhood when his family property lay under blankets of snow and his mother in her solitary, boding mystery, and also comments sarcastically on the enterprise he and his fellow scientists are engaged upon. The work is of art is no one thing, and that is its power and purpose. Solaris offers a device of perfect retention and transmutation, both the ultimate artistic device and a tool that renders art obsolete.
Tarkovsky’s drifting, tentative approach in the film’s first act, in his attempt to depict a state of mind and a way of seeing detached from immediacy even as Kris tries to luxuriate in the physical, gives way to the peculiarly visualised sequence of Kris’s brief, dangerous, almost disastrous shuttle flight from the ship that carts him across the void to the orbiting station. Space travel is represented by a bubble speeding out of the dark, with only Kris’s face, eyes highlighted by pencil spots, spinning before the camera, as if Tarkovsky is deliberately breaking down the distance between the hard and technocratic concepts of space travel and some Carlos Casteneda-like interiorised journey or a yogi’s ideal of astral projection. Solaris itself is glimpsed as a vast ocean that shimmers and teems with hallucinogenic hues, suggesting movement without cause or effect, a search for form in need of design, and sometimes even resembling the wrinkly matter of a brain. The footage recorded on Burton’s fateful rescue flight only seems to capture roiling fluids and white cloud, a survey of dreamy voids (a common visual refrain for Russian filmmakers of the period, transfixing Larisa Shepitko and Sergei Bondarchuk as well, in the search for the sensation of pure release in flight). The planet does seem to react to the interactions between Kris and Hari, the churning of its liquids speeding up and producing curious patterns that mottle the planet’s surface. The environs of the space station might well have influenced the later efforts of filmmakers like George Lucas, Ridley Scott, and Peter Hyams to lend their sci-fi visions the grungy quality that is today much more of a norm, as Tarkovsky surveys this place, clearly designed as the sci-fi magazine ideal of a space station, like some big city bus station at the end of a long day – near-deserted, littered with rubbish, exposed wiring and circuitry. Such a dead space is a self-imposition created by the human need for wonder but also represents the failure of human imagination, created by a way of thinking that has a curious contempt for the roots of aesthetic in nature.
The aridness of the space station and the blank, protean canvas that is Solaris’s surface seem to offer no purchase for human feeling, and yet both are actually stages for just that, as Solaris the film ultimately becomes transfixed by the spectacle of feeling, the needful couple of Kris and Hari. Kris is eventually left feverish and nearly broken by the intertwined fear of losing Hari again, his awareness her continued existence is an egotistical dream made flesh and pain for her, and that they can have no future away from the zone of Solaris’s influence. Tarkovsky’s infinitely patient method builds to three extraordinary scenes late in the film. The first comes at the end of a lengthy scene in which Kris, Hari, Snaut, and Sartorius debate whether Hari can be considered alive, with Sartorius insisting she’s still only a figment in spite of her apparent self-awareness. A change in the station’s rotation sets everything on board, for a precious, transitory moment, completely weightless, untethered from all earthbound laws – a tray of candles and the hapless couple themselves all dancing through air to the inaudible music of the spheres. Hard upon this moment of incantatory beauty however comes Kris discovering Hari dead, having drunk a vial of liquid oxygen. She lies sprawled across the corridor, draped in frost and blood, victim of some forgotten piece of coding in her makeup that drives her towards self-destruction as well as the very real cues her impossible situation give her. The image of her in such a state seems to echo high Romantic poetry and Pre-Raphaelite art in its weirdly eroticised depiction of perfection in death –Wallis’ “The Death of Chatterton” or Millais’ “Ophelia.” Tarkovsky then turns exacting in its evocation of the corporeal as Hari, doomed to eternal life by her alien makeup that does not respect the roots of the human being in our ephemerality, revives, convulsing and shaking as her mangled flesh reorganises itself. This pivots again to recall another Brueghel painting, that of the dead Christ, which so fascinated another Russian artist, Dostoyevsky: the resurrection is only a miracle in the face of death in all its raw and ugly reality.
Kris collapses himself soon after in febrile need to withdraw from this perversion of his idyll, retreating into fantasies of speaking to his mother. When he revives, it’s to learn Hari has again killed herself, this time successfully, utilising a device Snaut and Sartorius built specifically for dispelling the neutrinos these free-radical beings are made from. They’ve also attempted communication with Solaris by beaming an encephalogram of Kris’s brain patterns down at it: now Solaris’s surface is rearranging and throwing up apparent land forms. Kris meditates on the question of whether he should return to Earth and resume his life even if he is haunted by the vast new possible he has grazed, or continue to try and make contact with Solaris. A plant that has sprouted in soil he brought with him from his home suggests new life is possible. But at first it seems that Kris does go back home, as he is next seen back in his old yard, albeit in winter’s icy glaze. A sentimental homecoming seems nascent as he nears his house only to be bewildered by the disturbing sight of a rain falling inside his house, his father contending with the damage to his books. The film’s epic last shot, retreating from high overhead, reveals the house and the grounds exist on one of the new islands formed on Solaris. Has Solaris understood Kris sufficiently to try and provide what he can’t return to as he’s attempted to commune with it in person, or still just mimicking the contents of his mind on a larger scale? Has the Kris we’ve been following been real at all, or just another simulacrum, a retained piece of code absorbed by Solaris and kept with a slight corruption in the file? All are possible explanations for what we see here. But it could also be that Tarkovsky thinks that in the end everyone longs for our own Solaris – that place where nothing ever dies, and we can find everything we ever left, just where we last saw it.